-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AI9xDiK25TYLnhQWeZTGQPN71KNImeQikhFQt/H7MafYzsJ/IC1YPiYcJ2kZ+KD0 9Xsxw3AAAzxd2ZeQ/n+DrQ== 0000950123-97-003039.txt : 19970409 0000950123-97-003039.hdr.sgml : 19970409 ACCESSION NUMBER: 0000950123-97-003039 CONFORMED SUBMISSION TYPE: SC 13G CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 19970408 SROS: NONE GROUP MEMBERS: FRED NAZEM GROUP MEMBERS: NAZEM & ASSOCIATES, II, L.P. GROUP MEMBERS: NAZEM & ASSOCIATES, L.P. GROUP MEMBERS: NAZEM & CO II LP GROUP MEMBERS: NAZEM & COMPANY, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SPATIAL TECHNOLOGY INC CENTRAL INDEX KEY: 0000852437 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 841035353 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-47261 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 2425 55TH STREET BLDG A CITY: BOULDER STATE: CO ZIP: 803012 BUSINESS PHONE: 3034490649 MAIL ADDRESS: STREET 1: 2425 55TH STREET STREET 2: BUILDING A CITY: BOULDER STATE: CO ZIP: 80301 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NAZEM & CO II LP CENTRAL INDEX KEY: 0000786653 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2123717900 MAIL ADDRESS: STREET 1: 645 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SPATIAL TECHNOLOGY INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.01 PER SHARE (Title of Class of Securities) 847246-10-5 (CUSIP Number) Check the following box if a fee is being paid with this statement /X/ A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 1 2 13G CUSIP NO. 847246-10-5 1. NAME OF REPORTING PERSON: (a) Nazem & Company, L.P. (13-3188210); (b) Nazem & Associates L.P. (13-6834238); (c) Nazem & Company II, L.P. (13-3317664); (d) Nazem & Associates II, L.P. (13-3317769); (e)Fred Nazem (###-##-####) 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) /X/ (b) / / 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION: (a) Delaware; (b) Delaware; (c) Delaware; (d) Delaware; (e) United States; NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5. SOLE VOTING POWER: (a) 362,673; (b) 362,673; (c) 1,787,285; (d) 1,787,285; (e) 2,181,624 6. SHARED VOTING POWER: (a) 0 shares; (b) 0 shares; (c) 0 shares;(d) 0 shares; (e) 0 shares; 7. SOLE DISPOSITIVE POWER: (a) 362,673; (b) 362,673; (c) 1,787,285; (d) 1,787,285; (e) 2,181,624; 8. SHARED DISPOSITIVE POWER: (a) 0 shares; (b) 0 shares; (c) 0 shares; (d) 0 shares; (e) 0 shares; 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: (a) 362,673; (b) 362,673; (c) 1,787,285; (d) 1,787,285; (e) 2,181,624 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / 2 3 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: (a) 4.9%; (b) 4.9% (c) 24.0% (d) 24.0% (e) 29.2% 12. TYPE OF REPORTING PERSON: (a) PN; (b) PN; (c) PN; (d) PN; (e) IN 3 4 ITEM 1. (a) Name of Issuer: Spatial Technology Inc. (b) Address of Issuer's Principal Executive Offices: 2425 55th Street Building A Boulder, CO 80301 ITEM 2. (a) Name of Person Filing: Nazem & Company, L.P. Nazem & Associates, L.P. Nazem & Company II, L.P. Nazem & Associates II, L.P. Fred Nazem (b) Address of Principal Business Office: 645 Madison Avenue New York, New York 10022-1010 (c) Citizenship: Nazem & Company , L.P. -- Delaware Nazem & Associates , L.P. - Delaware Nazem & Company II, L.P.-Delaware Nazem & Associates II, L.P.-Delaware Fred Nazem -- United States (d) Title of Class of Securities: Common Stock, $.01 par value (e) CUSIP Number:847246-10-5 ITEM 3. Not applicable. ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 362,673 shares (Nazem & Company, L.P.) 362,673 shares (Nazem & Associates, L.P.) 1,787,285 shares (Nazem & Company II, L.P.) 1,787,285 shares (Nazem & Associates II, L.P.) 2,181,624 shares (Fred Nazem) 4 5 (b) Percent of Class: 4.9% (Nazem & Company, L.P.) 4.9% (Nazem & Associates ,L.P.) 24.0% (Nazem & Company II, L.P.) 24.0% (Nazem & Associates II, L.P.) 29.2% (Fred Nazem) (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 362,673 (Nazem & Company, L.P.); 362,673 (Nazem & Associates, L.P); 1,787,285 (Nazem & Company II, L.P.); 1,787,285 (Nazem & Associates II, L.P.); 2,181,624 (Fred Nazem) (ii) shared power to vote or to direct the vote: 0 shares (Nazem & Company, L.P.); 0 shares (Nazem & Associates, L.P.); 0 shares (Nazem & Company II, L.P.; 0 shares (Nazem & Associates II, L.P.; 0 shares(Fred Nazem) (iii) sole power to dispose or to direct the disposition of: 362,673 (Nazem & Company, L.P.); 362,673 (Nazem & Associates, L.P); 1,787, 285 (Nazem & Company II, L.P.); 1,787,285 (Nazem & Associates II, L.P.);2,181,624 (Fred Nazem) (iv) shared power to dispose or to direct the disposition of: 0 shares (Nazem & Company, L.P.); 0 shares (Nazem & Associates, L.P.); 0 shares (Nazem & Company II, L.P.); 0 shares (Nazem & Associates II, L.P.); 0 shares (Fred Nazem) ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: Not applicable. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: Not applicable. 5 6 ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: See Exhibit 1. ITEM 9. NOTICE OF DISSOLUTION OF GROUP: Not applicable. 6 7 ITEM 10. CERTIFICATION: SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1997 NAZEM & COMPANY, L.P. By: NAZEM & ASSOCIATES, L.P. Title: General Partner of Nazem & Company , L.P. By: /s/ Fred Nazem ------------------------------------ Fred Nazem Managing General Partner of Nazem & Associates, L.P. NAZEM & ASSOCIATES, L.P. By: /s/ Fred Nazem ------------------------------------ Fred Nazem Managing General Partner NAZEM & COMPANY II, L.P. By: NAZEM & ASSOCIATES II, L.P. Title: General Partner of Nazem & Company II, L.P. By: /s/ Fred Nazem ------------------------------------ Fred Nazem Managing General Partner of Nazem & Associates II, L.P. NAZEM & ASSOCIATES II, L.P. By: /s/ Fred Nazem ------------------------------------ Fred Nazem Managing General Partner /s/ Fred Nazem ------------------------------------ Fred Nazem 7 8 EXHIBIT INDEX Exhibit No. Description 99.1 Identity of Members of Group 99.2 Joint Filing Agreement EX-99.1 2 IDENTITY OF MEMBERS OF GROUP 1 EXHIBIT 1 IDENTITY OF MEMBERS OF GROUP The group is composed of five members -- Nazem & Company, L.P., a Delaware limited partnership; Nazem & Associates, L.P., a Delaware limited partnership; Nazem & Company II, L.P., a Delaware limited partnership; Nazem & Associates II, L.P., a Delaware limited partnership; and Fred Nazem, an individual and United States citizen. Mr. Nazem is the managing general partner of Nazem & Associates, L.P., a Delaware limited partnership which is the sole general partner of Nazem & Company, L.P. Mr. Nazem is also the managing general partner of Nazem & Associates II, L.P., a Delaware limited partnership which is the sole partner of Nazem & Company II, L.P. Nazem & Company, L.P. owns 362,673 shares of Common Stock and Nazem & Company II, L.P. owns 1,787,285 shares of Common Stock. Mr. Nazem owns 31,666 shares of Common Stock directly. In addition, due to his status as the managing general partner of Nazem & Associates, L.P., and Nazem & Associates II, L.P., he may be deemed to be the beneficial owner of the 2,149,958 shares of Common Stock held by Nazem & Company L.P. and Nazem & Company II, L.P. However, Mr. Nazem disclaims beneficial ownership as to such shares. EX-99.2 3 JOINT FILING AGREEMENT 1 EXHIBIT 2 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(f)(1)(iii), we the undersigned agree that this Statement on schedule 13G, to which this Joint Filing Agreement is attached as Exhibit 2, is filed on behalf of each of us. Dated: February 12, 1997 NAZEM & COMPANY, L.P. By: NAZEM & ASSOCIATES, L.P. Title: General Partner of Nazem & Company, L.P. By: /s/ Fred Nazem ------------------------------------ Fred Nazem Managing General Partner of Nazem & Associates, L.P. NAZEM & ASSOCIATES, L.P. By: /s/ Fred Nazem ------------------------------------ Fred Nazem Managing General Partner NAZEM & COMPANY II, L.P. By: NAZEM & ASSOCIATES II, L.P. Title: General Partner of Nazem & Company II, L.P. By: /s/ Fred Nazem ------------------------------------ Fred Nazem Managing General Partner of Nazem & Associates II, L.P. NAZEM & ASSOCIATES II, L.P By: /s/ Fred Nazem ------------------------------------ Fred Nazem Managing General Partner /s/ Fred Nazem ---------------------------------- Fred Nazem -----END PRIVACY-ENHANCED MESSAGE-----